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2016 Mobile Ad Summit
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September 
27
 at 
7:00pm
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About
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SIFMA Annual Meeting

Friday
, 
September 
27
 at 
7:00pm
Watch on demand
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The Virtual Capital Markets Conference

 

Never before has there been such an urgent need for markets to deploy capital.


Capital markets recognize and drive capital to the best ideas and enterprises. SIFMA’s Annual Meeting brings together the most influential voices shaping our markets from a cross-section of public policy and finance. Each year, through candid one-on-one conversations and expert panel discussions, we tackle the industry's toughest challenges and look to opportunities ahead.

 

The 2020 Annual Meeting provides a virtual forum for market participants to stay connected during this extraordinary time. On October 19-20, we gathered financial industry leaders, regulators and policymakers to discuss issues critical to the strength, effectiveness and resiliency of our capital markets.


Watch on demand! Register here to watch sessions on demand through January 20, 2021. Registration is open to all and complimentary for SIFMA members and financial industry regulators ($199 registration fee for all others). Registrants receive access instructions within three business days from conferences@sifma.org. Please check your inbox! Already Registered? Watch on demand now.


Get the debrief: In a research note, SIFMA Insights recaps just some of what was seen and heard from executives, economists and market participants at the conference. Key themes covered include market resiliency and COVID-19, investing in uncertainty, transacting virtually, ESG, post-COVID growth, debt levels, productivity, inflation and more.


Mark your calendar! Mark your calendar to join us for SIFMA's 2021 Annual Meeting, taking place on November 1-2.


Featured Speakers

Ashley Ian Alder

CEO, Securities and Futures Commission and Chairman, IOSCO

Raphael Bostic

President and Chief Executive Officer, Federal Reserve Bank of Atlanta

Jay Clayton

Chairman, U.S. Securities and Exchange Commission

Derek T. Dingle

Senior Vice President, Black Enterprise

Dana Morton Emery

Chief Executive Officer and President, Dodge & Cox

John Ettelson

President & Chief Executive Officer, William Blair

Roger Ferguson

President and Chief Executive Officer, TIAA

James P. Gorman

Chairman and CEO, Morgan Stanley

Beth M. Hammack

Global Treasurer, Goldman Sachs


Kristin Lemkau

CEO, U.S. Wealth Management, JPMorgan Chase

Steve Liesman

Senior Economics Reporter, CNBC

Randal K. Quarles

Vice Chair for Supervision, Federal Reserve and Chair, Financial Stability Board

Heath P. Tarbert

Chairman and Chief Executive, U.S. Commodity Futures Trading Commission

Kayla Tausche

Correspondent, CNBC

David Westin

Anchor, Bloomberg

Deb Whitman

Executive Vice President and Chief Public Policy Officer, AARP

Featured Panelists

Lewis Alexander

U.S. Chief Economist and Head of Fixed Income Research in the Americas, Nomura Securities International

Mike Boese

Chief Executive Officer, Hearsay Systems

Martin Boyd

President, Capital Market Solutions, FIS Global

Julia Coronado

President and Founder, MacroPolicy Perspectives

Ron DePoalo

Head of Fund and Brokerage Operations & Technology, Fidelity Investments

Steve Elmendorf

Partner & Co-Founder, Subject Matter

Mark Foster

Senior Vice President, IBM Services

Tim Gokey

Chief Executive Officer, Broadridge Financial Solutions, Inc.

John Kain

Head of Banking and Capital Markets, AWS Financial Services

M. Ayhan Kose

Director, Prospects Group, World Bank Group

Robert Popowski

Head of Sales, Trading and Research, Truist Securities

John F. W. Rogers

Executive Vice President, Goldman Sachs & Co. and Chair-Elect, SIFMA Board of Directors

Joseph E. Sweeney

President, Advice & Wealth Management, Products and Service Delivery, Ameriprise Financial, Inc. and Chair, SIFMA Board of Directors

David Urban

President, American Continental Group

Amit Zavery

Vice President and Head of Platform, Google Cloud

Ellen Zentner

Managing Director, Chief U.S. Economist, Morgan Stanley

Scott Zoldi

Chief Analytics Officer, FICO

Why Attend

We cover issues at the intersection of public policy and finance, with insights for professionals in markets, operations, technology, compliance, legal and more.

Expert Insights

Hear from industry executives and regulators on business strategy, market structure, regulation, operational resilience, and more.

Networking Opportunities

Connect virtually with colleagues from SIFMA's membership of broker-dealers, investment banks and asset managers operating in the capital markets.

Virtual Exhibit Hall

Explore curated offerings from leading service providers in our virtual exhibit hall.

On Demand Access

Can't make the live sessions? Register now and watch each session on demand, on your schedule.

"

“SIFMA’s Annual Meeting is an excellent forum for buy-side,
sell-side, platforms, regulators – all market participants – to come together and hear one another’s perspectives."

-Past Attendee

LIVE AGENDA

All times listed are eastern

Download the program (pdf)

Additional on-demand sessions to be announced!

MOnday, October 19



10:00 - 10:15 AM

OPENING REMARKS

Kenneth E. Bentsen, Jr. - President and CEO, SIFMA

10:15 - 10:45 AM

One-on-One with Morgan Stanley CEO James Gorman

James P. Gorman, Chairman and CEO, Morgan Stanley

Kenneth E. Bentsen, Jr., President and CEO, SIFMA

10:50 - 11:20 AM

One-on-One with Dodge & Cox CEO and President Dana Morton Emery

Dana Morton Emery - CEO and President, Dodge & Cox

 Kenneth E. Bentsen, Jr. - President and CEO, SIFMA

11:30 AM - 12:10 PM

Panel Discussion: Technology and Innovation

Technology has the power to transform the markets and financial industry but undertaking innovation projects, particularly in today’s reality, can be daunting. Senior technology executives explore strategic partnerships between the industry, government and technologists to ask, how can the industry scale technological transformation?


Mark Foster - Senior Vice President, IBM Services

Tim Gokey - Chief Executive Officer, Broadridge

Amit Zavery - Vice President and Head of Platform, Google Cloud

 
Moderated by:
Ron DePoalo, Head of Fund and Brokerage Operations & Technology, Fidelity Investments

12:15 - 12:45 PM

One-on-One with William Blair President and CEO John Ettelson

John Ettelson - President and CEO, William Blair
Kayla Tausche - Correspondent, CNBC

12:45 - 1:30 PM

Virtual Exhibit hall

Explore curated offerings, ask questions and interact with leading service providers.

1:45 - 2:15 pm

One-on-One with JPMorgan Chase US Wealth Management CEO Kristin Lemkau

Kristin Lemkau - US Wealth Management CEO, JPMorgan Chase

Stephanie Ruhle - Anchor, MSNBC and Senior Business Correspondent, NBC News

2:20 - 2:50 pm

The Benefits of a Diverse and Inclusive Economy with Atlanta Fed President Raphael Bostic

Raphael Bostic - President, Federal Reserve Bank of Atlanta

3:00 - 3:40 pm

Panel Discussion: Fundamental Shifts

From the front- to back-office and beyond, all segments of the capital markets are entering a new paradigm. A group of innovative thinkers look ahead to bring clarity to the question on everyone’s mind, just what is the new normal?


Mike Boese - Chief Executive Officer, Hearsay Systems

Martin Boyd - President, Capital Market Solutions, FIS
Scott Zoldi - Chief Analytics Officer, FICO

 
Moderated by:

Robert Popowski - Head of Sales, Trading & Research, Truist Securities

3:40 - 4:00 pm

One-on-One with Securities and Futures Commission CEO and IOSCO Chairman Ashley Ian Alder

Ashley Ian Alder - CEO, Securities and Futures Commission and Chairman, IOSCO

Kenneth E. Bentsen, Jr. - President and CEO, SIFMA

4:10 - 4:40 pm

One-on-One with SEC Chairman Jay Clayton

Jay Clayton - Chairman, U.S. Securities and Exchange Commission
Kenneth E. Bentsen, Jr. - President and CEO, SIFMA


TUESDAY, October 20



8:00 - 9:00 am

Virtual Exhibit Hall

Explore curated offerings, ask questions and interact with leading service providers.

9:00 - 9:05 AM

Opening Remarks

Kenneth E. Bentsen, Jr. - President and CEO, SIFMA

9:05 - 9:35 am

One-on-One with CFTC Chairman and Chief Executive Heath Tarbert

Heath P. Tarbert - Chairman and Chief Executive, U.S. Commodity Futures Trading Commission

Kenneth E. Bentsen, Jr. - President and CEO, SIFMA

9:35 - 10:05 am

One-on-One with TIAA President and CEO Roger Ferguson

Roger Ferguson - President and CEO, TIAA

 David Westin - Anchor, Bloomberg

10:15 - 10:45 am

Remarks by Goldman Sachs Global Treasurer Beth Hammack

Beth M. Hammack - Global Treasurer, Goldman Sachs

10:50 - 11:20 am

One-on-One with Federal Reserve Vice Chair Randal Quarles

Randal K. Quarles - Vice Chair for Supervision, Board of Governors of the Federal Reserve System and Chair, Financial Stability Board

Joseph L. Seidel - Chief Operating Officer, SIFMA

11:30 am - 12:10 pm

Panel Discussion: The Economic Outlook

From its devastating human toll to its ramifications on the economy, COVID-19 has undoubtedly had an immediate impact. However, much remains unknown. The Chair of SIFMA’s Economic Advisory Roundtable and a panel of peers ask, what is the outlook for the US and global economies?

 

Lewis Alexander - U.S. Chief Economist and Head of Fixed Income Research in the Americas, Nomura Securities International

 Julia Coronado - President and Founder, MacroPolicy Perspectives
M. Ayhan Kose - Director, Prospects Group, World Bank Group


Moderated by:

Ellen Zentner - Managing Director, Chief U.S. Economist, Morgan Stanley

12:15 - 1:00 pm

Virtual Exhibit Hall

Explore curated offerings, ask questions and interact with leading service providers.

Live Agenda

Monday, October 19

All times Eastern Time zone



9:00 - 9:45 a.m.

Virtual Exhibit Hall

Explore curated offerings, ask questions and interact with leading service providers.

9:55 – 10:15 a.m.

A Conversation with SIFMA Leadership

Kenneth E. Bentsen, Jr. - President and CEO, SIFMA


Joseph E. Sweeney - Chair, SIFMA Board of Directors and President, Advice & Wealth Management, Products and Service Delivery, Ameriprise Financial, Inc.

10:15 – 10:45 a.m.

One-on-One with Morgan Stanley CEO James Gorman

James Gorman - Chairman and CEO, Morgan Stanley


Kenneth E. Bentsen, Jr. - President and CEO, SIFMA

10:50 - 11:20 a.m.

One-on-One with Dodge & Cox CEO and President Dana Morton Emery

Dana Morton Emery - CEO and President, Dodge & Cox


Kenneth E. Bentsen, Jr. - President and CEO, SIFMA

11:30 a.m. - 12:10 p.m.

Panel Discussion: Technology and Innovation

 

Technology has the power to transform the markets and financial industry but undertaking innovation projects, particularly in today’s reality, can be daunting. Senior technology executives explore strategic partnerships between the industry, government and technologists to ask, how can the industry scale technological transformation?

Mark Foster - Senior Vice President, IBM Services


Tim Gokey - Chief Executive Officer, Broadridge


Amit Zavery - Vice President and Head of Platform, Google Cloud

 

Moderated by:
Ron DePoalo, Head of Fund and Brokerage Operations & Technology, Fidelity Investments

12:15 - 12:45 p.m.

One-on-One with William Blair President and CEO John Ettelson

 John Ettelson - President and CEO, William Blair


Kayla Tausche - Correspondent, CNBC

12:45 - 1:30 p.m.

Virtual Exhibit Hall

Explore curated offerings, ask questions and interact with leading service providers.

1:45 - 2:15 p.m.

One-on-One with JPMorgan Chase US Wealth Management CEO Kristin Lemkau

Kristin Lemkau - US Wealth Management CEO, JPMorgan Chase


Derek T. Dingle, Senior Vice President, Black Enterprise

2:20 - 2:50 p.m.

The Benefits of a Diverse and Inclusive Economy with Atlanta Fed President Raphael Bostic

Raphael Bostic - President, Federal Reserve Bank of Atlanta

3:00 – 3:40 p.m.

Panel Discussion: Fundamental Shifts


From the front- to back-office and beyond, all segments of the capital markets are entering a new paradigm. A group of innovative thinkers look ahead to bring clarity to the question on everyone’s mind, just what is the new normal?

 Mike Boese - Chief Executive Officer, Hearsay Systems


Martin Boyd - President, Capital Market Solutions, FIS


John Kain, Head of Banking & Capital Markets, AWS Financial Services


Scott Zoldi - Chief Analytics Officer, FICO

 

Moderated by:

Robert Popowski - Head of Sales, Trading & Research, Truist Securities

3:40 – 4:00 p.m.

One-on-One with Securities and Futures Commission CEO and IOSCO Chairman Ashley Ian Alder

Ashley Ian Alder - CEO, Securities and Futures Commission and Chairman, IOSCO


Kenneth E. Bentsen, Jr. - President and CEO, SIFMA

4:10 - 4:40 p.m.

One-on-One with SEC Chairman Jay Clayton

Jay Clayton - Chairman, U.S. Securities and Exchange Commission


Kenneth E. Bentsen, Jr. - President and CEO, SIFMA

4:45 - 5:30 p.m.

Virtual Exhibit Hall

Explore curated offerings, ask questions and interact with leading service providers.

Tuesday, October 20



8:00 - 9:00 a.m.

Virtual Exhibit Hall

Explore curated offerings, ask questions and interact with leading service providers.

9:00 - 9:05 a.m.

Opening Remarks

Kenneth E. Bentsen, Jr. - President and CEO, SIFMA

9:05 - 9:35 a.m.

One-on-One with CFTC Chairman and Chief Executive Heath Tarbert

Heath P. Tarbert - Chairman and Chief Executive, U.S. Commodity Futures Trading Commission


Joseph L. Seidel, Chief Operating Officer, SIFMA

9:35 - 10:05 a.m.

One-on-One with TIAA President and CEO Roger Ferguson

Roger Ferguson - President and CEO, TIAA


David Westin - Anchor, Bloomberg

10:15 - 10:45 a.m.

One-on-One with Goldman Sachs Global Treasurer Beth Hammack

Beth M. Hammack - Global Treasurer, Goldman Sachs


Steve Liesman - Senior Economics Reporter, CNBC

10:50 - 11:20 a.m.

One-on-One with Federal Reserve Vice Chair Randal Quarles

Randal K. Quarles - Vice Chair for Supervision, Board of Governors of the Federal Reserve System and Chair, Financial Stability Board


John F. W. Rogers - Chair-Elect, SIFMA Board of Directors and Executive Vice President, Goldman Sachs & Co.

11:30 a.m. - 12:10 p.m.

Panel Discussion: The Economic Outlook


From its devastating human toll to its ramifications on the economy, COVID-19 has undoubtedly had an immediate impact. However, much remains unknown. The Chair of SIFMA’s Economic Advisory Roundtable and a panel of peers ask, what is the outlook for the US and global economies?

Lewis Alexander - U.S. Chief Economist and Head of Fixed Income Research in the Americas, Nomura Securities International


Julia Coronado - President and Founder, MacroPolicy Perspectives


M. Ayhan Kose - Director, Prospects Group, World Bank Group


Moderated by:

Ellen Zentner - Managing Director, Chief U.S. Economist, Morgan Stanley 

12:15 - 1:00 p.m.

Virtual Exhibit Hall

Explore curated offerings, ask questions and interact with leading service providers.

On Demand

Bonus Features

Watch additional sessions on demand, on your schedule

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Download the program

Get the print-friendly pdf

Watch On Demand

Sessions will be available on demand through
January 20, 2021, including these bonus features.

protecting senior investors 

One-On-One With AARP's Deb Whitman

The 2020 Election Outlook

A discussion with Steve Elmendorf and David Urban

Trends in the capital markets

Discussions with leading service providers

 

View sessions Here

Where the Capital Markets Meet